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Listing Compliance Services

At SK Batra & Associates, we offer specialized Listing Compliance Services to help businesses meet the regulatory requirements set forth by stock exchanges, such as the NSE, BSE, and other relevant regulatory bodies. We ensure that companies remain compliant with the continuous listing requirements to maintain good standing with the exchanges.

Our Listing Compliance Services Include

  • Monitoring Compliance with Listing Regulations
  • Preparation of Compliance Reports
  • Filing of Periodic Disclosures
  • Corporate Governance Advisory
  • Ensuring Compliance with SEBI Regulations

Why Choose Our Listing Compliance Services?

  • Ensure adherence to all relevant regulatory and listing requirements.
  • Enhance corporate transparency and governance standards.
  • Mitigate risks related to non-compliance, penalties, and reputational damage.
  • Leverage our expertise in securities regulations to navigate complex listing requirements.

Our Listing Compliance Process

  1. Initial Consultation: Understand the company's listing status and regulatory needs.
  2. Compliance Check: Review the company's compliance with listing regulations.
  3. Implementation: Ensure the company’s internal processes align with listing requirements.
  4. Reporting: Prepare and submit required compliance reports and filings on time.

Frequently Asked Questions

Listing compliance ensures that a company meets all regulatory requirements set by the stock exchange and other authorities to remain listed and avoid penalties.

We help ensure that your company complies with all listing requirements, prepare compliance reports, file disclosures on time, and advise on corporate governance practices to enhance your standing in the market.

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